Director – Josephine Chung
Josephine is the Director of CompliancePlus Consulting Limited. Currently, she is also leading a research team in the Company on latest rules and regulatory requirements on mutual funds and hedge funds such as UCITS IV changes, Key Investors Information studies, short position transparency and recent regulatory changes in the US on hedge funds.
Before that, Josephine was the Head of Legal and Compliance for Prudential Asset Management Hong Kong and had oversight of compliance and legal issues of investments for Prudential Asset management Hong Kong Office (investment management business of the UK Prudential Group).
With almost 10 years of working experience with fund managers in asset management industry and regional exposure on legal issues and regulatory matters in Asia on mutual funds, Josephine is very familiar with licensing requirements of fund management business in the Region and has a complete understanding of the operation, setting up and internal control of a fund house.
Before joining Prudential, Josephine was legal counsel-VP with Citigroup Asset Management specialized in Hong Kong, Taiwan and Korea’s fund businesses and retail fund registrations and distribution issues across the Region. She joined Citigroup Asset Management from Franklin Templeton Investments where she was the member of their Asia Legal Team.
Josephine obtained Bachelor of Laws Degree and Postgraduate Certificate in Laws from the University of Hong Kong and subsequently obtained Master of Laws from the People’s University of China in Beijing. She is fluent in Cantonese, English and Mandarin.
Email : email@example.com
Direct Tel No. : 852-3487 6333
Compliance Analyst – Marina Zhang
Marina graduated from Nanjing University of Information Science and Technology in China with Bachelors of Laws Degree (First Class Honours). She was also awarded first class scholarship for her legal studies. Subsequently, she completed Master of Laws (International Economic Laws) studies at the Chinese University of Hong Kong. She has interned with Higher People’s Court of Jiangsu Province in China and is equipped with solid legal knowledge on PRC laws.
She is fluent in both English and Mandarin.
Compliance Analyst – Gabriel Lam
Compliance Analyst – Chris Law
Compliance Analyst – David Foster
Compliance Analyst – Amanda Yao